SEC Commissioner Mark T. Uyeda questioned the long-term sustainability of ESG-focused investing given widespread disagreement and inconsistencies on core concepts across the industry.

FINRA proposed two new rules that would require broker-dealers to publish order routing disclosure reports for over-the-counter and National Market System equity securities orders.

Acting Comptroller Michael J. Hsu encouraged investors to learn about responsible money management given the recent volatility in crypto markets. He urged investors to take a step back from social media to evaluate whether to continue investing in crypto assets.

In a report to the White House Competition Council, Treasury found that nonbank and large technology firms may increase competition in consumer finance markets, but, without proper regulation, may do more harm than good.

FINRA warned investors to exercise caution when investing in small capitalization initial public offerings due to an increase in pump-and-dump schemes.