FIA urged the SEC to exclude futures commission merchants from its proposed requirement to centrally clear transactions in Treasury securities.

Martin J. Gruenberg was sworn in as Chair of the FDIC.

The New York State Attorney General sued the former CEO of a cryptocurrency lending company for defrauding investors, including through misrepresentations and omissions, in violation of New York Law.

FTC proposed the "Non-Compete Clause Rule," which would prohibit employers from (i) entering into, or attempting to enter into a non-compete clause and (ii) representing to employees that they are subject to a non-compete clause.

A broker-dealer settled FINRA charges for failing to detect a pre-arranged and manipulative trading pattern involving municipal securities trades between two institutional customers.