The SEC issued a press release announcing the formation of a Retail Fraud Working Group within the Division of Enforcement to fight fraud aimed at everyday investors.
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FINRA amended its proposal to let brokers show projected performance and targeted returns in communications with the public.
The Chicago Mercantile Exchange ("CME") proposed rule changes to list and trade cash-settled futures on individual stocks.
Various trade industry associations and academics oppose the SEC proposal to allow public companies to file semiannual reports on a new Form 10-S in place of quarterly reports on Form 10-Q.
Senator Mark Warner released a discussion draft of the AI AGENT Act that would require large online platforms to allow consumers to authorize AI agents to act on their behalf.