FINRA asked for comments on a proposal to amend Rule 2210 (Communications with the Public) so as to delete many of the fixed conditions of the rule and replace them with principles that firms would decide how to implement.
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The CFTC blocked a new NYMEX crude oil futures contract designed to trade around the clock and opened a proceeding into whether the exchange's self-certification was false.
SEC Chair Paul Atkins said he wants to refocus corporate disclosure on material information and rethink the rule on shareholder-initiated proxy proposals.
An independent review commissioned by the UK's Financial Conduct Authority said AI will transform retail financial services by 2030 and beyond.
The SEC's Division of Corporation Finance issued a no-action letter informing UBS Group AG it would not recommend enforcement were the bank to convert its outstanding debt or hybrid securities into new shares during a Swiss bail-in without registering the new shares.