The CFTC and the SEC set a comment deadline of August 31, 2026, on their joint request for comment on allowing further portfolio margining and cross-margining of securities and derivatives.

A broker-dealer settled FINRA claims that its AML program was insufficient and that it lacked risk-based procedures for conducting ongoing customer due diligence.

The Supreme Court ruled that Federal Reserve Governor Lisa Cook could remain in office while her legal fight over President Trump's attempt to fire her continues.

A broker dealer settled SEC charges for reporting and suspicious activity report filing failures.

SIFMA called on the SEC to treat its draft strategic plan as a blueprint for action, pressing the agency to modernize outdated rules, rein in regulation-by-enforcement, and tighten its own cybersecurity practices.