A broker-dealer settled Cboe BZX charges that its market access controls failed to prevent an erroneous order that caused a security's price to spike by more than 11 million percent.

The SEC approved rule changes by the NYSE and NYSE American establishing a new $0.25 minimum trading price threshold that triggers immediate suspension of trading and delisting proceedings without a cure period.

The New York State Department of Financial Services proposed a rule that would require buy-now-pay-later lenders operating in the state to obtain a license or authorization and comply with new consumer protection, underwriting, and reporting standards.

KalshiEX LLC asked the CFTC to approve two new perpetual futures contracts, one on the spot price of copper and one on a U.S. large-cap equity index, expanding its perpetual offerings beyond digital assets.

The CFTC proposed amendments to its registration requirements that would exempt qualifying SEC-registered investment advisers from registering as commodity pool operators and commodity trading advisers, and increase the capital contribution threshold for the small pool exemption.