The New York State Department of Financial Services alerted regulated entities to an active cybersecurity campaign exploiting a vulnerability in a remote monitoring system used by managed service providers.
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A broker-dealer settled NYSE Arca charges for over-tendering shares in a partial tender offer by failing to accurately calculate its net long position.
The NFA proposed amending its business continuity rules to condition the disaster recovery site-disclosure requirement on whether futures commission merchants, swap dealers, and forex dealer members maintain a physical site.
A housing finance firm settled SEC charges for acting as an unregistered broker in connection with municipal bond offerings.
The Federal Reserve reported that 16 percent of adults used Buy Now, Pay Later loans in 2025, with usage concentrated among consumers facing liquidity constraints.