SIFMA called for financial services regulatory coordination to be fully covered in the Transatlantic Trade and Investment Partnership as a way to address market fragmentation.
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The Office of the Comptroller Currency, the Board of Governors of the Federal Reserve System and the FDIC requested public comment on interim final rules to increase the number of small banks and savings associations eligible for an 18-month examination cycle.
The Board of IOSCO discussed emerging challenges and recent developments in the global securities market.
FINRA sanctioned a supervisor and two brokers for engaging in a manipulative trading scheme to artificially inflate the market price and trading volume of the common stock of a technology company.
The Federal Reserve Bank of New York Board of Directors voted to reappoint William C. Dudley and Michael Strine as president and first vice president of the Bank, respectively.