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22403 News Results

The MSRB emphasized key compliance risks for brokers, dealers and municipal securities dealers that, "if not properly addressed, could adversely affect municipal entities, obligated persons, investors and public confidence in the municipal securities market."

The Financial Stability Oversight Council will meet on March 2, 2016 to (i) discuss its 2016 annual report, (ii) provide an update on market developments, (iii) discuss the annual reevaluation of the designation of a nonbank financial company, and (iv) offer an update on its continuing work on asset management.