A firm settled FINRA charges for reserve account miscalculations, inaccurate regulatory filings, and supervisory deficiencies.

At a Financial Stability Oversight Council meeting, Comptroller of the Currency Jonathan V. Gould outlined a new regulatory and supervisory agenda focused on recalibrating risk tolerance.

A federal judge issued a preliminary injunction preventing the removal of Lisa Cook as Federal Reserve Governor.

The Congressional Research Service reviewed the purpose and history of the Consumer Financial Protection Bureau’s overdraft fee rule. Congress overturned the rule by joint resolution under the fast-track legislative procedures of the Congressional Review Act.

The SEC named James J. Moloney as the agency’s next Director of the Division of Corporation Finance.