FINRA sanctioned a former broker for engaging in an undisclosed outside business activity.

The SEC Crypto Task Force will host a roundtable on "Financial Surveillance and Privacy."

Democratic Senators called on Stephen Miran to step down as Chair of the Council of Economic Advisers ("CEA") should he be confirmed as a member of the Board of Governors of the Federal Reserve System ("Fed").

Acting CFTC Chair Caroline D. Pham briefed the UK All-Party Parliamentary Group on Blockchain Technologies on the Trump Administration’s regulatory pivot toward pro-innovation for digital assets and blockchain technologies.

The CFTC issued a new "policy statement concerning agency referrals for potential criminal enforcement."