FINRA barred a broker for refusing to provide documents requested during an investigation into an undisclosed private securities transaction and outside business activity.

The American Bankers Association urged the Department of Justice and the National Economic Council to rein in state laws that conflict with federal authority and threaten the uniformity of the national banking system.

Republican Senators pressed the SEC and Treasury to delist a Chinese technology firm from the NASDAQ and place it on OFAC's Chinese Military-Industrial Complex Companies List.

House and Senate Democrats asked Treasury Secretary Scott Bessent to explain his failure to enforce the bipartisan Corporate Transparency Act. They warned that the decision to halt enforcement of the law threatens U.S. efforts to combat financial crime and protect national security.

The U.S. Court of Appeals for the D.C. Circuit declined to stay a lower court injunction requiring that Federal Reserve Governor Lisa D. Cook remain in office.