The North American Securities Administrators Association issued a report on state regulator enforcement actions in 2015.
News & Insights
The U.S. Chamber of Commerce proposed a pro-growth legislative and regulatory agenda for the next administration. The recommendations were designed, in part, to strengthen and enhance capital market formation.
CFTC Chair Timothy G. Massad notified legislators of that he will recommend that the CFTC exempt regional grid operators from all private rights of action under CEA Section 22.
The Board of Governors of the Federal Reserve System approved a final policy statement describing the framework that the Board will follow under Regulation Q, in setting the amount of the U.S. countercyclical capital buffer.
The Office of the Comptroller of the Currency requested comments on a proposed rule to establish a framework for the conduct of receiverships of uninsured banks.