The Basel Committee on Banking Supervision determined that all large internationally active banks meet Basel III minimum and target Common Equity Tier 1 capital requirements.
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The Office of the Comptroller of the Currency identified supervisory priorities in an FY 2017 Operating Plan for Bank Supervision.
The MSRB notified members that the SEC approved a proposal to provide academic institutions with post-trade municipal securities transaction data collected through the MSRB Real-Time Transaction Reporting System.
FINRA fined a firm for failing to detect the conversion of more than $370,000 from five customer accounts by one of its registered representatives.
The House Financial Services Committee approved the Financial CHOICE Act, a Republican plan that would replace the Dodd-Frank Act.