New SRO rules, rule proposals and NMS plans were announced by the SEC. Click on the links below to view SEC notices of exchange rule changes and proposals for the week of September 12 – September 16.

Numerous trade associations urged the U.S. Treasury to ensure that its UK and EU counterparts maintain market stability throughout the process of "Brexit."

SEC Commissioner Michael S. Piwowar urged public comment on Regulation NMS in conjunction with the SEC's annual review of certain final rules under the Regulatory Flexibility Act.

The CFTC Division of Clearing and Risk, Market Oversight and Swap Dealer and Intermediary Oversight extended the expiration date of no-action relief previously granted to a regional transmission organization.

Senate Agricultural Committee members questioned nominees for CFTC Commissioner.