The SEC will update its response to the rulemaking mandate of the FAST Act and discuss investor protection priorities for 2017 at an upcoming Investor Advisory Committee meeting.

The CFTC approved rule amendments regarding financial reports required from commodity pool operators concerning pool operations.

New SRO rules, rule proposals and NMS plans were announced by the SEC. Click on the links below to view SEC notices of exchange rule changes and proposals for the week of November 14 – November 18.

At the 35th Annual SEC Government-Business Forum on Small Business Capital Formation, SEC Chair Mary Jo White and Commissioner Michael Piwowar reflected on rulemaking initiatives intended to remove barriers to capital formation for small and emerging companies.

The Board of Governors of the Federal Reserve System voted to broaden the scope of post-employment restrictions applicable to Federal Reserve Bank senior examiners and officers.