FINRA provided a short guide to using money-market deposit accounts.

SEC Investor Advocate Rick Fleming described continuing progress on the SEC Disclosure Effectiveness Initiative, an effort intended to review and modernize public company reporting requirements in Regulation S-K and Regulation S-X.

The CFTC released its enforcement results for fiscal year 2016. The CFTC reported that these actions addressed a "sweeping range of misconduct and market harm."

FINRA reminded member firms that national options exchanges will close at 1:00 p.m., Eastern Time, on Friday, November 25, 2016. The early closing will shorten the cut-off time for expiring options.

In response to the latest designations of globally systemic important insurers by the Financial Stability Board, American Council of Life Insurers President and CEO Dirk Kempthorne asserted that the "core activities" of the life insurance industry do not pose a systemic risk.