The SEC requested comments on an MSRB proposal that would implement rules regarding minimum denominations for an issue of municipal securities.

FINRA reported taking action on 35 of the 51 recommendations issued by the FINRA Dispute Resolution Task Force in December 2015.

Several public advocacy groups filed a complaint against President Donald J. Trump's "Executive Order on Reducing Regulation and Controlling Regulatory Costs."

The SEC Advisory Committee on Small and Emerging Companies will meet to examine issues concerning secondary market liquidity for Regulation A companies, corporate board diversity and the treatment of "finders" that assist in capital raising.

The MSRB improved the Electronic Municipal Market Access automated email alert system in order to allow users to choose which types of continuing disclosure filings will trigger email notifications.