The NFA elected new members to its Board of Directors and 2017 Nominating Committee.
News & Insights
22403 News Results
IOSCO examined the opportunities and risks presented by financial technology ("fintech") to investors, securities markets and regulators.
Senator Elizabeth Warren (D-MA) urged Acting Labor Secretary Edward Hugler to allow the DOL's Fiduciary Rule to become effective as currently scheduled on April 10, 2017.
The CFTC Division of Market Oversight granted time-limited no-action relief to certain market participants, who are eligible for an exemption from aggregation, from having to comply with notice filing and certification requirements.
The FDIC released supervisory scenarios for upcoming stress tests to be used by covered institutions with more than $10 billion in assets.