President Trump signed a Congressional resolution to nullify an SEC final rule regarding the disclosure of payments by resource extraction issuers.

A FINRA hearing panel found that a broker-dealer intentionally misrepresented and omitted material information regarding sales of joint venture interests that constituted "securities."

The SEC approved a FINRA proposal to shorten the standard settlement cycle for most broker-dealer transactions from T+3 to T+2.

CFTC Commissioner Sharon Y. Bowen identified "four disruptive elements" that are "substantially responsible" for recent regulatory activity: technology, demographics, economics and a lack of trust in our institutions.

ISDA CEO Scott O'Malia urged regulators in the United States, Europe and Japan to match the transition period for margin requirements adopted by CFTC staff.