The SEC Division of Economic and Risk Analysis and the NYU Salomon Center for the Study of Financial Institutions will host a "dialogue" to examine the effects of Regulation Crowdfunding on U.S. securities-based crowdfunding.

The Financial Stability Board requested comments on proposed guidance for effective resolution of central counterparties.

FINRA proposed updates to cross-references and other non-substantive changes to certain FINRA Rules as part of its ongoing development of a Consolidated Rulebook.

Click on the links in the article to view SEC notices of exchange rule changes and proposals from February 13 to February 17, 2017.

The MSRB requested comments on new advertising requirements applicable to municipal broker-dealers and municipal advisors.