The CFTC Division of Swap Dealer and Intermediary Oversight granted time-limited no-action relief to Japanese-regulated swap dealers from the timing requirements relating to posting and collection of variation margin.
News & Insights
The SEC Investor Advisory Committee meeting will be held on March 9, 2017. The agenda includes review of SEC investor research initiatives, a FINRA 2016 financial capability study, academic research on financial literacy, and unequal voting rights of common stock.
The SEC announced an expedited program allowing eligible individuals to request that the SEC vacate collateral bars imposed against them.
The Basel Committee on Banking Supervision updated Basel III Net Stable Funding Ratio framework interpretation FAQs.
The Consumer Financial Protection Bureau reestablished the Consumer Advisory Board. The CAB will "advise and consult with the Bureau in the exercise of its functions under the Federal consumer financial laws" and "provide information on emerging practices in the consumer financial products or services industry."