The SEC Investor Advisory Committee examined a variety of subjects including: SEC investor research initiatives, financial literacy, and the unequal voting rights of common stock.

FINRA proposed new rules that would govern the registration and qualification of broker-dealer personnel for the FINRA Rulebook.

The National Futures Association proposed amending certain financial requirements regarding cleared swaps collateral disbursements, to add a carve-out for FCMs s acting pursuant to relief granted by the CFTC staff.

President Trump issued an executive order and four presidential memoranda intended to streamline the regulatory process, dismantle burdensome regulations, and promote domestic job growth within the energy sector.

The MSRB published criteria for designating registrants that must participate in the MSRB's business continuity and disaster recovery testing.