The House Financial Services Committee approved six bills intended to enhance capital formation.
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The CFTC Division of Market Oversight extended no-action relief to members of ISDA and the Futures Industry Association regarding the masking of certain required identity information in certain non-U.S. jurisdictions.
In a speech at the LendIt USA 2017 conference, Comptroller of the Currency Thomas J. Curry described how his Office regulates the financial technology industry and supports innovation within the federal banking system.
Subject to certain conditions, the SEC Division of Corporation Finance granted exemptive relief to the leading transporter of natural gas in Argentina from tender offering requirements.
FINRA and the national securities exchanges provided guidance on upcoming clock synchronization requirements under the National Market System Plan Governing the Consolidated Audit Trail.