In a recent research note, FINRA Office of the Chief Economist staff members examined the liquidity of securitized assets over the course of the last several years, noting both positive and negative market developments.
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New SRO rule changes and proposals were announced by the SEC for the week of June 5 to June 9, 2017.
The Managed Funds Association urged the CFTC to improve its regulatory framework and ease burdens on market participants in the private fund industry.
The CFTC Division of Swap Dealer and Intermediary Oversight granted relief from the annual report filing requirement for commodity pool operators of certain pools that operate as part of a master-feeder structure.
The Office of the Comptroller of the Currency provided banks with guidance on the forthcoming transition to a T+2 standard settlement cycle for securities transactions.