FINRA proposed an extension of the implementation period for a FINRA rule establishing an interim pilot program concerning margin requirements for certain transactions in security-based credit default swaps.

A federal judge entered a Consent Order for permanent injunction and civil monetary penalties against a Florida-based telemarketing firm and its owners for illegal off-market transactions in precious metals.

CFTC Acting Chair J. Christopher Giancarlo appointed Erica Elliott Richardson to be the new Director of the Office of Public Affairs. Outgoing Director Steven W. Adamske will become a policy advisor for Commissioner Sharon Bowen.

IOSCO published a report on minimizing the risks of misconduct in wholesale markets.

The U.S. Treasury Department issued its first set of recommendations pursuant to President Trump's Executive Order establishing core principles for improving the financial system.