The SEC Division of Market Regulation granted no-action relief to two open-end management investment companies related to creation and redemption transactions in shares of exchange-traded managed funds.
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22403 News Results
The SEC announced SRO rule changes and proposals for the week of December 18 to December 22, 2017.
The Senate confirmed the nominations of Democrat Robert Jackson and Republican Hester Peirce. With these confirmations, all five SEC Commissioner positions are filled.
The CFPB will delay the effective date of a rule on prepaid card accounts.
Who is the Cabinet Christmas tree’s favorite singer? Spruce Springsteen. Take a listen to these classics and enjoy the holiday spirit.