The CFTC requested comments on the new "CFTC-50" system of records, which was established to process information collected from individuals who use LabCFTC.
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The Office of the Comptroller of the Currency named Norman Williams the Deputy Comptroller for Economic and Policy Analysis.
FINRA's Office of Investor Education reviewed six common types of public company corporate actions and how they impact investments.
The SEC announced SRO rule changes and proposals for the week of December 26 to December 29, 2017.