The National Futures Association reminded firms that changes to filing requirements for swap valuation dispute notices and monthly swap dealer risk data reports will become applicable in January 2018.
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A proposed CFTC exemptive order that would allow certain derivatives clearing organizations to invest futures and swap customer funds in French and German sovereign debt was published in the Federal Register.
The SEC approved MSRB changes to rules on CUSIP Numbers for municipal securities.
The SEC named Marc Berger as Director of the SEC New York Regional Office. He starts in January 2018.
In a newly issued publication, the FDIC highlighted "unprecedented" actions it took to guarantee bank debt and prevent the failure of financial institutions between 2008 and 2013.