Commentary by Steven Lofchie
SIFMA submitted comments to the MSRB concerning how the MSRB can better facilitate compliance and understanding of regulatory requirements for member firms.
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Commentary by Steven Lofchie
The Consumer Financial Protection Bureau is soliciting public input on its Civil Investigative Demands process.
SEC Chair Jay Clayton and CFTC Chair J. Christopher Giancarlo vowed to support and scrutinize distributed ledger technology and cryptocurrency-related market activity.
The SEC granted exemptive relief to European issuers from Regulation M prohibitions in connection with distributions of certain contingent convertible debt securities.
In a memorandum to Consumer Financial Protection Bureau employees, Acting Director Mick Mulvaney outlined his approach to governing the agency.