The SEC announced SRO rule changes and proposals for the week of January 15 to January 19, 2018.
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The MSRB filed with the SEC a proposed new rule on advertising by municipal advisors and amendments to its rule on advertising by municipal securities dealers.
The Board of Governors of the Federal Reserve System Vice Chair for Supervision Randal Quarles advocated for a more tailored approach to supervising banks.
The SEC Division of Investment Management advised funds that are investing significantly in cryptocurrency to cease registration with exchanges.
The CFTC filed two separate civil enforcement actions in the U.S. District Court for the Eastern District of New York charging entities with fraud in connection with cryptocurrency-related activities.