CFTC Market Risk Advisory Committee members reviewed the self-certification process for listing new products on exchanges.

The House Financial Services Subcommittee on Financial Institutions and Consumer Credit heard testimony on potential regulation of the FinTech marketplace.

SEC Division of Enforcement Chief Accountant Michael Maloney will leave the agency next month.

FINRA proposed a rule change that would amend FINRA arbitration procedures to provide an additional hearing option for parties with claims involving $50,000 or less.

The SEC obtained a court order freezing the assets of an allegedly fraudulent initial coin offering claiming to use cryptocurrency to "revolutionize banking."