The Senate Agriculture Committee advanced the nomination of Michael Selig to be Chair of the Commodity Futures Trading Commission.
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President Donald Trump nominated Stuart Levenbach to be the next Director of the Consumer Financial Protection Bureau.
The Senate Banking Committee advanced the nomination of Travis Hill to become the next Director of the Federal Deposit Insurance Corporation to the full Senate for consideration.
A firm settled FINRA charges for research-report disclosure failures and improper activities by research analysts.
The NYU Pollack Center for Law and Business and Cornerstone Research reported that SEC enforcement activity dropped sharply in FY 2025, with both the number of actions and monetary settlements declining.