The Federal Reserve finalized amendments to Regulation A ("Extensions of Credit by Fed Banks") to implement reductions in the interest rates applicable to primary and secondary credit extended by Fed banks.

The International Organization of Securities Commissions proposed updates to its 2013 Principles for the Valuation of Collective Investment Schemes and its 2007 Principles for the Valuation of Hedge Fund Portfolios.

FINRA charged a broker with improperly borrowing money from an elderly customer and making false statements.

FINRA expanded the operating hours of the FINRA Trade Reporting Facilities used for reporting over-the-counter transactions in NMS stocks.

The SEC’s Division of Corporation Finance provided guidance to assist issuers with filings submitted during the government shutdown.