SIFMA urged the SEC to revise the treatment of customer margin under SEA Rule 15c3-3 ("Customer protection-reserves and custody of securities"). The association's recommendations concerned the need to address liquidity strains created by the new Treasury clearing requirements.

The SEC released updated plans for two roundtables addressing market-structure reforms and digital-asset privacy.

A firm settled FINRA charges for inadequate risk-management controls and related supervisory failures.

A firm settled FINRA charges for improper aggregation-unit netting and related supervisory failures.

The American Bankers Association and state bankers associations from all 50 states urged congressional leaders to advance two bipartisan bills that would increase Bank Secrecy Act reporting thresholds.