A broker-dealer settled FINRA charges for failing to maintain required minimum net capital levels and failing to maintain accurate books and records.

Researchers from the Office of Financial Research analyzed the latest data on the U.S. repurchase agreement market and found that total daily exposures were significantly larger than previously estimated.

In separate remarks before the SEC Investor Advisory Committee, SEC Chair Paul Atkins and Commissioners Hester Peirce and Caroline Crenshaw offered divergent views on the future of corporate governance, shareholder engagement, and the regulatory approach to artificial intelligence.

In remarks before the SEC Investor Advisory Committee, SEC Chair Paul Atkins and Commissioners Hester Peirce and Caroline Crenshaw presented diverging perspectives on the tokenization of financial assets.

The Commodity Futures Trading Commission permitted listed spot cryptocurrency products to begin trading for the first time on U.S. federally regulated futures exchanges.