The U.S. District Court for the Southern District of New York entered a final judgment against a broker-dealer for failing to establish policies and procedures reasonably designed to prevent misuse of customers' material nonpublic information.

The CFTC Market Participants Division, Division of Clearing and Risk, and Division of Market Oversight issued no-action relief allowing swap dealers and other market participants to use the 2020 Cross-Border Rule definitions of "U.S. person" and "guarantee" across all swap regulations.

The Federal Reserve Board requested comment on the long term viability of its check collection and processing services.

An attorney settled OFAC charges for authorizing transactions and performing services for a trust connected to a sanctioned Russian oligarch.

The Office of the Comptroller of the Currency confirmed that national banks possessed the authority to engage in riskless principal transactions involving crypto-assets for their customers.