The SEC Division of Trading and Markets extended its no-action position permitting broker-dealers to rely on registered investment advisers to fulfill customer identification and beneficial ownership obligations under the Bank Secrecy Act.

The Financial Crimes Enforcement Network reported on ransomware patterns and trends using Bank Secrecy Act data filed between January 2022 and February 2025.

The SEC issued an Order granting temporary exemptive relief that extends the compliance dates for two SEC rules addressing short sale reporting and securities loan reporting.

SEC Commissioner Mark T. Uyeda recommended several regulatory actions to make it less onerous to be a public company and encourage more businesses to go, and stay, public.

The National Futures Association repealed an Interpretive Notice and amended compliance requirements concerning digital asset commodities.