SEC Division of Trading and Markets Director Brett Redfearn described the agency's response to volatility and fragmentation concerns in the U.S. equity markets.
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The SEC charged a Canadian issuer with an unregistered initial coin offering to U.S. investors.
CFTC Chair J. Christopher Giancarlo called for the UK and EU to reach a mutually beneficial financial services arrangement before Brexit.
A broker-dealer agreed to settle charges for failing to report, and inaccurately reporting, OTC options positions to the Large Options Position Reporting system and for related supervisory failures.
The Treasury Department and the Department of Commerce amended the Cuban Assets Control Regulations and the Export Administration Regulations to further restrict travel to Cuba by U.S. persons.