ISDA urged the International Accounting Standards Board to address forthcoming Interbank Offered Rate reform issues in its exposure draft on interest rate benchmark reform.
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The U.S. House Committee on Financial Services heard testimony on eight bills intended to enhance the SEC and the Public Company Accounting and Oversight Board's enforcement authority.
A retail broker-dealer agreed to settle FINRA charges for filing misleading information about the amounts of alleged damages in customers' complaints.
SIFMA expressed concern regarding several bills intended to strengthen enforcement against securities law violators.
The U.S. Senate Committee on Banking, Housing and Urban Affairs considered testimony from non-government organizations about how draft legislation that would require businesses to report beneficial ownership information might impact small businesses.