In 267 to 165 vote, the House of Representatives passed an amendment to the DOJ appropriations bill that would, among other things, prevent the DOJ from interfering in states that have legalized the "use, distribution, possession, or cultivation" of medical and adult-use cannabis.

FINRA proposed loosening research rule requirements relating to certain investment funds.

The New York State Senate confirmed Linda A. Lacewell as Superintendent of the New York State Department of Financial Services.

The Federal Reserve Board, FDIC and Office of the Comptroller of the Currency rule release, adopting rules to reduce reporting requirements for eligible small depository institutions, was published in the Federal Register.

A global retailer settled DOJ and SEC charges of violating the books and records and internal accounting controls provision of the Foreign Corrupt Practices Act.