The FTC adopted several rules that will require nationwide consumer reporting agencies to provide a free electronic credit-monitoring service to active-duty military consumers.
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A broker-dealer agreed to pay $75,000 to settle FINRA charges for failing to sufficiently monitor mutual fund switches.
IOSCO analyzed how liquidity in secondary corporate bond markets would be affected under stressed conditions.
The Basel Committee agreed to advance several ongoing policy and supervisory initiatives concerning, among other things, FinTech developments and excluding initial margin from the leverage ratio.
The DOJ charged four Canadian executives in connection with processing the proceeds of several international mass-mail fraud campaigns.