The FTC adoption of several rules that will require nationwide consumer reporting agencies to provide a free electronic credit monitoring service to active-duty military consumers was published in the Federal Register.
News & Insights
22403 News Results
The comment deadline for a CFTC proposal amending derivatives clearing organization ("DCO") regulations was extended through September 13, 2019.
The SEC adopted revisions to the Electronic Data Gathering, Analysis and Retrieval System Filer Manual and the associated rule under Reg. S-T.
FINRA recapped disciplinary actions against member firms and individuals for violations of FINRA rules, MSRB rules, and federal securities laws and rules.
FINRA reported the total amount that it issued in fines as well as the amount in fines-eligible expenditures in 2018.