Seventeen House Democrats urged prudential regulators to ease initial margin requirements for inter-affiliate swap transactions by harmonizing with the CFTC and other major G20 regulators.
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FINRA proposed non-substantive changes to its Consolidated Audit Trail plan and Rule 409T.
The CFPB extended the comment period for information concerning the costs and benefits of certain data reporting points under the Home Mortgage Disclosure Act rules.
A broker-dealer settled FINRA charges of failure to prevent trade-throughs of protected quotations in national market system stocks.
OFAC designated two members of Venezuela's Maduro regime for illegally enriching themselves and contributing to the ongoing Venezuelan electricity crisis.