OFAC designated the Cuban state-run oil import and export company for violating U.S. sanctions by continuing to import oil from Venezuela.

A broker-dealer settled FINRA charges for failing to adequately supervise the suitability of registered representatives' trading activity.

The CFTC advised the public to avoid unregistered brokers and advisers promoting their services on social media platforms.

The SEC named Sagar Teotia as Chief Accountant, following the departure of Wesley R. Bricker.

The CFTC awarded two whistleblowers approximately $2 million for information that led to a CFTC investigation.