OFAC designated a China-based drug trafficking organization and two drug kingpins under the Foreign Narcotics Kingpin Designation Act.
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22403 News Results
By a three-to-two vote, the SEC approved (i) guidance on investment advisers' responsibilities in proxy voting and (ii) an interpretation of rules concerning solicitation of proxies.
The SEC Division of Corporation Finance Office of Mergers and Acquisitions granted no-action relief to an open-end management investment company from transactions that involve certain securities.
The Office of the Comptroller of the Currency and the FDIC approved an interagency final rule intended to simplify the Volcker Rule.
The Volcker Topic Page helps financial institutions keep current on legal and regulatory issues concerning the Volcker Rule, which was created to restrict U.S. banks from making certain speculative investments that do not benefit customers.