OFAC designated individuals and their procurement networks for supporting multiple Iranian military organizations.
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22403 News Results
The SEC determined that FINRA had the authority to ban a former representative from future employment at a broker-dealer, concluding that the Supreme Court decision in Kokesh v. SEC was not relevant.
SEC Commissioners Robert J. Jackson Jr. and Allison Herren Lee expressed concern over proposed amendments to reporting regulations that (i) shift the agency's approach towards principles-based disclosure and (ii) fail to address climate risk.
The FDIC added a new section to the "Risk Management Manual of Examination Policies" titled "Risk-Focused, Forward-Looking Safety and Soundness Supervision."
The Futures Industry Association urged the CFTC to consider swap reporting initiatives "holistically" and not to consider verification requirements until it finalizes other, related measures.