Commentary by Bob Zwirb
Two companies agreed to pay $16 million to settle CFTC charges of wheat futures price manipulation. The CFTC agreed not to make "any public statement about this case."
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22403 News Results
Commentary by Bob Zwirb
The CFTC Division of Market Oversight granted time-limited relief to the Irish bank subsidiary of a UK-based financial institution to act as reporting counterparty for certain swaps with U.S. persons.
A broker-dealer settled SEC charges for SEC charges for publishing quotes in OTC securities without conducting adequate reviews.
The FTC obtained injunctions against a corporation and it's CEO for, among other things, telemarketing violations concerning the National Do Not Call Registry.
The SEC Office of Investor Education and Advocacy highlighted the risks associated with indexed annuities.