The SEC granted no-action relief to a Maryland-based real estate investment trust. The relief allows the trust to repurchase shares from its shareholders.
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U.S. Treasury Undersecretary for Terrorism and Financial Intelligence Sigal P. Mandelker described the evolution and strategy behind the administration's counterterrorism efforts.
North American Securities Administrators Association President Christopher Gerold will focus on compliance enforcement, private placement and Regulation Best Interest during his term.
Representative Jahana Hayes introduced a bill to amend the CEA to increase the protection of proprietary information submitted to the CFTC by CPOs and CTAs.
SEC Chief Accountant Sagar Teotia addressed domestic and international accounting and auditing developments in the capital markets.