OFAC issued a new general license and amended a Frequently Asked Question concerning transactions with the Government of Venezuela.

A general securities representative settled FINRA charges for advising customers to purchase Leveraged and Inverse Exchange Traded Funds without understanding the associated risks and features.

The North American Securities Administrators Association reported examination findings for state-registered investment advisers, highlighting the rising rate of cybersecurity deficiencies.

The U.S. Department of the Treasury issued a mortgage reform plan.

The Federal Reserve Board requested comment on a proposal to establish capital requirements for certain supervised insurance companies.